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EM

Edward J. Mccune

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CRD#: 1316826
EM

Professional summary


Edward Joseph Mccune was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Edward is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Edward had worked at 8 firms, which includes FAIRCHILD FINANCIAL GROUP INC., J. GREGORY & COMPANY INC., BARRON CHASE SECURITIES INC., ANDREW ALEN SECURITIES INC., FIRST SWISS INTERNATIONAL SECURITIES CORPORATION, INDIVIDUAL'S SECURITIES LTD., GRAYSTONE NASH INC., FIRST JERSEY SECURITIES INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 28, 1993 - November 23, 1999

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

July 16, 1991 - November 11, 1993

J. GREGORY & COMPANY, INC.

BD
CRD#: 14892
Past

February 26, 1990 - August 26, 1991

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

September 14, 1989 - March 30, 1990

ANDREW ALEN SECURITIES, INC.

BD
CRD#: 13839
Past

January 25, 1989 - July 26, 1990

FIRST SWISS INTERNATIONAL SECURITIES CORPORATION

BD
CRD#: 7958
Past

November 17, 1988 - January 11, 1989

INDIVIDUAL'S SECURITIES LTD.

BD
CRD#: 7279
Past

January 17, 1987 - November 29, 1988

GRAYSTONE NASH, INC.

BD
CRD#: 10635
Past

November 21, 1984 - November 6, 1986

FIRST JERSEY SECURITIES, INC.

BD
CRD#: 6621

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/14/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


FF
FAIRCHILD FINANCIAL GROUP, INC.
FAIRCHILD FINANCIAL GROUP, INC. | VTR CAPITAL, INC. | VENTURE TRADING, INC.

CRD#: 21404 / SEC#: , 8-38963

BD
Terminated by SEC on 01/22/2000
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Contact information


Main Address
Mailing Address
Phone number
Established
Colorado since 11/03/1987
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FAIRCHILD FINANCIAL GROUP, INC.

CRD#: 21404

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