Judith L. Head

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CRD#: 1316472

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Judith Lorence Head, who also goes by Judith Head, Judith Lorence, was a registered financial professional .

Judith is a previously registered financial professional and started their career in finance in 1984. Judith had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Judith Head | Judith Lorence

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 1, 2002 - December 31, 2013

CONTINUITY WEALTH MANAGEMENT, CORP.

RIA

CRD#: 111010

PORTLAND, OR

Past

June 14, 2000 - December 31, 2013

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

GRESHAM, OR

Past

April 3, 2000 - July 19, 2000

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

Past

October 23, 1989 - April 3, 2000

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

January 19, 1988 - October 24, 1989

PAN-WEST CAPITAL CORP.

CRD#: 16624

Past

November 13, 1986 - January 5, 1988

PFG SECURITIES, INC.

CRD#: 15401

Past

December 19, 1984 - November 14, 1986

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONTINUITY WEALTH MANAGEMENT, CORP.

CONTINUITY WEALTH MANAGEMENT, CORP. | STRATEGIC RESEARCH & MANAGEMENT CORP. | SRM ADVISORS

CRD#: 111010 / SEC#: 801-60320

RIA

Registered Investment Advisory firm - (6/1/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

Current Firm

CONTINUITY WEALTH MANAGEMENT, CORP.

CONTINUITY WEALTH MANAGEMENT, CORP. | STRATEGIC RESEARCH & MANAGEMENT CORP. | SRM ADVISORS

CRD#: 111010 / SEC#: 801-60320

RIA

Registered Investment Advisory firm - (6/1/2001 Approved)

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Contact information

Main Address

3605 Sw Multnomah Blvd., Portland, OR 97219

Mailing Address

Phone number

(503) 244-8905

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/28/2025)

Regulatory assets under management

Total Number of Accounts	539
AUM (Assets Under Management)	$ 180,625,248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Judith L. Head

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

PACIFIC HARBOR SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

PAN-WEST CAPITAL CORP.

PFG SECURITIES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CONTINUITY WEALTH MANAGEMENT, CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/1999

Series 63

Date: 10/7/1992

Series 7

Date: 12/15/1984

Current Firm

CONTINUITY WEALTH MANAGEMENT, CORP.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONTINUITY WEALTH MANAGEMENT, CORP.

TRUST BUT VERIFY

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