Gregory R. Rich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Robert Rich was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2004. Gregory had worked at 23 firms and has passed the Series 62, Series 99TO, Series 57TO, SIE, Series 7, Series 14, Series 24, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2019 - December 1, 2022
MELVILLE ISLAND, LLC
May 18, 2018 - August 13, 2018
CSSC BROKERAGE SERVICES, INC.
March 7, 2016 - February 1, 2019
ESSEX RADEZ LLC
October 22, 2015 - January 14, 2016
FCF SECURITIES AND DERIVATIVES LLC
January 17, 2014 - May 13, 2015
LUPO FUTURES, LLC
December 11, 2013 - March 2, 2015
V. DERIVATIVES, LLC
December 9, 2013 - May 13, 2015
LUPO SECURITIES, LLC
December 6, 2012 - September 4, 2013
ANDRIE TRADING LLC
August 15, 2011 - August 15, 2011
HYBRID TRADING & RESOURCES, LLC
August 5, 2011 - September 4, 2012
GENEVA SECURITIES, LLC
July 1, 2008 - July 13, 2009
CASEY SECURITIES LLC
May 16, 2008 - December 31, 2009
MATLOCK CAPITAL, LLC
April 18, 2008 - February 25, 2009
NEW ALBION PARTNERS LLC
March 12, 2007 - June 10, 2009
SCHEMBRA SECURITIES, INC.
March 6, 2007 - May 17, 2007
HYBRID TRADING & RESOURCES, LLC
August 31, 2006 - March 1, 2007
JUMP TRADING, LLC
August 15, 2006 - July 20, 2011
MEB OPTIONS, LLC
April 27, 2006 - August 3, 2006
LAXAGUE, ANTOINE GRATIEN
April 27, 2006 - June 16, 2008
GENESIS OPTIONS TRADING, LLC
May 13, 2005 - August 2, 2006
BLUE VISTA CAPITAL, LLC
May 6, 2005 - August 17, 2006
BREAKWATER EQUITIES, LLC
April 13, 2005 - November 13, 2012
X-CHANGE FINANCIAL ACCESS, LLC
April 7, 2005 - August 25, 2010
CHEEVERS & COMPANY, LLC
November 29, 2004 - February 23, 2005
X-CHANGE FINANCIAL ACCESS, LLC
April 21, 2004 - March 13, 2009
ASSOCIATED OPTIONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
MELVILLE ISLAND, LLC
CRD#: 140611 / SEC#: , 8-67325
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FLYNN, DENNIS PATRICK | OWNER, CHIEF EXECUTIVE OFFICER, SROP/CROP, MANAGER, PRESIDENT, EXECUTIVE REPRESENTATIVE, CFO, CHIEF COMPLIANCE OFFICER | 1274820 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
