Anthony J. Boccella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Joseph Boccella, who also goes by Tony Boccella, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1985. Anthony had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 52, Series 7, Series 27 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 1994 - May 26, 2026
REGIONAL BROKERS, INC.
November 26, 1985 - May 31, 1990
LLOYD SECURITIES, INC.
January 23, 1985 - November 1, 1985
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 2/9/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
REGIONAL BROKERS, INC.
CRD#: 30392 / SEC#: , 8-44907
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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