Anthony J. Boccella
Professional summary
Anthony Joseph Boccella, who also goes by Tony Boccella, is a registered financial professional currently at REGIONAL BROKERS, INC. located in Jamison, Pennsylvania.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1985. Anthony has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 52, Series 7, Series 27 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Joseph Boccella's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 1994 - Present
REGIONAL BROKERS, INC.
Office #1: 2510 Lockleigh Road, Jamison, PA 18929November 26, 1985 - May 31, 1990
LLOYD SECURITIES, INC.
January 23, 1985 - November 1, 1985
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 2/9/1988
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
REGIONAL BROKERS, INC.
CRD#: 30392 / SEC#: , 8-44907
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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