Thomas A. Turnure
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Arthur Turnure was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 6 firms and has passed the Series 63, Series 7, Series 24, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 1998 - January 8, 1999
PACIFIC CONTINENTAL SECURITIES CORPORATION
February 17, 1998 - June 26, 1998
THE CAMELOT GROUP, INC.
February 6, 1996 - October 7, 1997
WILLIAM SCOTT & CO. L.L.C.
January 25, 1995 - June 9, 1995
THE WELLINGTON GROUP, INC.
December 7, 1993 - January 24, 1995
STATE CAPITAL MARKETS CORPORATION
January 23, 1985 - December 22, 1993
WAGNER, STOTT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/3/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PACIFIC CONTINENTAL SECURITIES CORPORATION
CRD#: 2398 / SEC#: , 8-8645
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
Red Flags
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