Jeffrey P. Koch

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CRD#: 1316263

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Paul Koch was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 4 firms and has passed the Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 8, 2017 - December 3, 2020

RETIREMENTADVICE | JKA

RIA

CRD#: 153803

ANAHEIM, CA

Past

January 28, 1992 - December 31, 1992

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Past

October 8, 1986 - January 31, 1990

AMERIFIRST SECURITIES CORPORATION

CRD#: 10711

Past

November 14, 1984 - September 29, 1986

FLORIDA SECURITIES CORPORATION

CRD#: 10544

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENTADVICE | JKA

DC CAPITAL MANAGEMENT | RETIREMENTADVICE | JKA | JACK KEETER & ASSOCIATES, INC. | DURSO CAPITAL MANAGEMENT

CRD#: 153803 / SEC#: 801-80313

RIA

Registered Investment Advisory firm - (9/18/2014 Approved)

California

Registered Investment Advisory firm - (10/22/2014 Terminated)

Indiana

Registered Investment Advisory firm - (9/22/2014 Terminated)

Michigan

Registered Investment Advisory firm - (3/13/2015 Terminated)

New Mexico

Registered Investment Advisory firm - (9/22/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (9/22/2014 Terminated)

South Carolina

Registered Investment Advisory firm - (9/22/2014 Terminated)

Texas

Registered Investment Advisory firm - (9/22/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/5/1988

General Securities Principal Examination

Current Firm

RETIREMENTADVICE | JKA

DC CAPITAL MANAGEMENT | RETIREMENTADVICE | JKA | JACK KEETER & ASSOCIATES, INC. | DURSO CAPITAL MANAGEMENT

CRD#: 153803 / SEC#: 801-80313

RIA

Registered Investment Advisory firm - (9/18/2014 Approved)

California

Registered Investment Advisory firm - (10/22/2014 Terminated)

Indiana

Registered Investment Advisory firm - (9/22/2014 Terminated)

Michigan

Registered Investment Advisory firm - (3/13/2015 Terminated)

New Mexico

Registered Investment Advisory firm - (9/22/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (9/22/2014 Terminated)

South Carolina

Registered Investment Advisory firm - (9/22/2014 Terminated)

Texas

Registered Investment Advisory firm - (9/22/2014 Terminated)

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Contact information

Main Address

1251 N. Manassero St. Suite #405a, Anaheim, CA 92807

Mailing Address

Phone number

(714) 779-9200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A (2/24/2025)

Regulatory assets under management

Total Number of Accounts	942
AUM (Assets Under Management)	$ 239,505,676

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey P. Koch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RETIREMENTADVICE | JKA

AVANTAX INVESTMENT SERVICES, INC.

AMERIFIRST SECURITIES CORPORATION

FLORIDA SECURITIES CORPORATION

Primary Firm SEC Registration

RETIREMENTADVICE | JKA

State Registrations and Notice Filings

Exams

Series 7

Date: 10/20/1984

Series 24

Date: 1/5/1988

Current Firm

RETIREMENTADVICE | JKA

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENTADVICE | JKA

TRUST BUT VERIFY

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