Alan P. Goldbecker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Paul Goldbecker was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1984. Alan had worked at 4 firms and has passed the Series 65, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2013 - October 17, 2016
RETIREMENT DESIGN & MANAGEMENT INC
August 25, 2011 - December 31, 2016
FINANCIAL DESIGN & MANAGEMENT INC
December 16, 1985 - November 3, 2005
FAIRPORT CAPITAL, INC.
May 16, 1985 - December 31, 2006
FINANCIAL DESIGN & MANAGEMENT INC
November 21, 1984 - December 13, 1985
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RETIREMENT DESIGN & MANAGEMENT INC
CRD#: 106067 / SEC#: 801-47206
Contact information
Red Flags
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