Peter F. Sansevero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Francis Sansevero JR, who also goes by Peter Francis Sansevero, Peter Jr Sansevero, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1985. Peter had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2014 - May 27, 2015
KESTRA INVESTMENT SERVICES, LLC
July 15, 2013 - May 27, 2015
KESTRA PRIVATE WEALTH SERVICES, LLC
September 28, 2012 - March 7, 2014
LPL FINANCIAL LLC
November 14, 2011 - September 28, 2012
SPIRE SECURITIES, LLC
June 1, 2009 - July 1, 2011
MORGAN STANLEY
February 19, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 12, 1994 - October 23, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 23, 1985 - October 23, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/13/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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