Rick A. Davidson
Professional summary
Rick Alan Davidson, who also goes by Davidson Alan Rick Alan, is a registered financial professional currently at AMERICAN TRUST INVESTMENT SERVICES, INC. located in San Clemente, California.
Rick is registered as a RR (Registered Representative) and started their career in finance in 1985. Rick has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rick Alan Davidson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2023 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.
Office #1: 910 S El Camino Real #200, San Clemente, CA 92672August 10, 2020 - February 2, 2023
AEGIS CAPITAL CORP.
July 31, 2020 - February 2, 2023
AEGIS CAPITAL CORP.
July 28, 2017 - August 14, 2020
B. RILEY WEALTH ADVISORS, INC.
June 16, 2017 - August 13, 2020
NATIONAL SECURITIES CORPORATION
May 24, 2016 - July 10, 2017
LEUCADIA ASSET MANAGEMENT LLC
May 17, 2016 - July 10, 2017
JEFFERIES LLC
October 11, 2010 - June 15, 2016
MORGAN STANLEY
June 1, 2009 - June 15, 2016
MORGAN STANLEY
December 12, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
November 3, 2000 - January 9, 2009
CREDIT SUISSE SECURITIES (USA) LLC
February 11, 1985 - January 17, 2003
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2023)
(3/27/2023)
(4/25/2024)
(1/26/2023)
(3/24/2023)
(1/30/2023)
(4/3/2023)
(1/26/2023)
(1/26/2023)
(11/6/2025)
(3/29/2023)
(4/17/2023)
(1/26/2023)
(6/13/2023)
(4/11/2023)
(5/18/2026)
(1/26/2023)
(1/26/2023)
Exams
FINRA
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001San Clemente, CA 92672TRUST BUT VERIFY
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