Robert J. Mcgann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Mcgann, who also goes by Bob Mcgann, Rooster Mcgann, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2007 - December 23, 2024
AVANTAX ADVISORY SERVICES
January 30, 2007 - December 23, 2024
AVANTAX INVESTMENT SERVICES, INC.
December 1, 2006 - January 31, 2007
QUESTAR CAPITAL CORPORATION
February 2, 2004 - June 16, 2006
USALLIANZ SECURITIES, INC.
January 23, 2004 - December 1, 2006
USALLIANZ SECURITIES, INC.
September 18, 2001 - January 15, 2004
A. G. EDWARDS & SONS, INC.
November 9, 2000 - September 28, 2001
NATHAN & LEWIS SECURITIES, INC.
September 2, 1998 - December 5, 2000
AMERICAN GENERAL EQUITY SERVICES CORPORATION
August 12, 1997 - June 29, 1998
SIGNATOR INVESTORS, INC.
January 16, 1986 - October 31, 1986
CARDELL & ASSOCIATES, INCORPORATED
November 13, 1984 - September 4, 1985
CARLSON EQUITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
