Steven R. Hoak
Professional summary
Steven Ronald Hoak is a registered financial advisor currently at ARIS CAPITAL STRATEGIES, LLC located in Angier, North Carolina.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Steven has worked at 9 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Ronald Hoak's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2023 - Present
ARIS CAPITAL STRATEGIES, LLC
August 8, 2017 - December 12, 2023
LIFETIME FINANCIAL, INC.
October 9, 2015 - February 24, 2016
TLG ADVISORS, INC.
October 7, 2014 - October 8, 2015
BROOKSTONE WEALTH ADVISORS, LLC
April 4, 2013 - October 3, 2014
HORTER INVESTMENT MANAGEMENT, LLC
May 1, 1993 - July 22, 1996
PRUDENTIAL RETIREMENT SERVICES, INC.
June 1, 1992 - May 1, 1993
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 23, 1991 - June 1, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 15, 1987 - December 31, 1998
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/30/2023)
Exams
Current Firm
ARIS CAPITAL STRATEGIES, LLC
CRD#: 327675 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 8,000,000 |
Red Flags
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