Judith K. Saville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Kathryn Saville was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1985. Judith had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2016 - February 27, 2017
AVANTAX ADVISORY SERVICES
January 21, 2016 - February 27, 2017
AVANTAX INVESTMENT SERVICES, INC.
March 25, 2015 - February 3, 2016
HIGHPOINT PLANNING PARTNERS
February 25, 2013 - March 2, 2015
SAVILLE FINANCIAL LLC
October 19, 2012 - February 8, 2016
LPL FINANCIAL LLC
September 8, 2009 - February 8, 2016
LPL FINANCIAL LLC
May 18, 1998 - February 26, 2013
SAVILLE PERSONALIZED TAX, INC. DBA JUDITH K. SAVILLE
June 30, 1995 - September 8, 2009
MUTUAL SERVICE CORPORATION
August 15, 1985 - July 7, 1995
HARRISON DOUGLAS, INC.
January 23, 1985 - January 24, 1986
LEADERTECH SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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