Jill M. Pappas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jill Marie Pappas, who also goes by Jill Johndrow, was a registered financial professional .
Jill is a previously registered financial professional and started their career in finance in 1985. Jill had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2003 - June 16, 2014
STEVE GARRETT AND ASSOCIATES,INC.
January 7, 1999 - September 12, 2008
LPL FINANCIAL LLC
October 20, 1998 - September 12, 2008
LPL FINANCIAL LLC
June 6, 1988 - August 21, 1990
MORGAN STANLEY DW INC.
January 23, 1985 - June 9, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEVE GARRETT AND ASSOCIATES,INC.
CRD#: 126791 / SEC#: 801-112386
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
