RH
Ruserim S. Hasan
BLUE DIAMOND SECURITIES OF AMERICA LLC
NEW YORK, NY 10005
Some features on this profile are disabled
CRD#: 1315687
RH
Professional summary
Ruserim Seno Hasan, who also goes by Russ S Hasan, is a registered financial professional currently at BLUE DIAMOND SECURITIES OF AMERICA LLC located in New York, New York.
Ruserim is registered as a RR (Registered Representative) and started their career in finance in 1985. Ruserim has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 52TO, SIE, Series 3, Series 7, Series 14, Series 53, Series 27, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Russ S Hasan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ruserim Seno Hasan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2024 - Present
BLUE DIAMOND SECURITIES OF AMERICA LLC
Office #1: 40 Wall St Ste 2931, New York, NY 10005BD
CRD#: 158821
NEW YORK, NY
Past
April 27, 2022 - September 6, 2024
WELLFLEET INVESTMENTS LLC
BD
CRD#: 18488
FLORAL PARK, NY
Past
March 28, 1988 - July 1, 2023
CATHAY SECURITIES, INC.
BD
CRD#: 21821
NEW YORK, NY
Past
May 31, 1985 - February 18, 1988
COLONIAL SECURITIES, INC.
BD
CRD#: 3013
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/21/2024)
RR
Alaska(8/8/2024)
RR
Arizona(8/9/2024)
RR
Arkansas(8/30/2024)
RR
California(7/11/2024)
RR
Colorado(7/24/2024)
RR
Connecticut(7/18/2024)
RR
Delaware(7/19/2024)
RR
District of Columbia(11/7/2024)
RR
Florida(1/15/2025)
RR
Georgia(10/23/2024)
RR
Hawaii(9/23/2024)
RR
Idaho(7/12/2024)
RR
Illinois(10/29/2024)
RR
Indiana(7/10/2024)
RR
Iowa(7/19/2024)
RR
Kansas(7/16/2024)
RR
Kentucky(7/18/2024)
RR
Louisiana(7/15/2024)
RR
Maine(7/17/2024)
RR
Maryland(11/1/2024)
RR
Massachusetts(9/16/2024)
RR
Michigan(8/12/2024)
RR
Minnesota(7/19/2024)
RR
Mississippi(7/17/2024)
RR
Missouri(8/28/2024)
RR
Montana(7/22/2024)
RR
Nebraska(7/17/2024)
RR
Nevada(7/30/2024)
RR
New Hampshire(8/12/2024)
RR
New Jersey(7/8/2024)
RR
New Mexico(8/21/2024)
RR
New York(7/8/2024)
RR
North Carolina(7/19/2024)
RR
North Dakota(8/9/2024)
RR
Ohio(7/11/2024)
RR
Oklahoma(7/11/2024)
RR
Oregon(7/19/2024)
RR
Pennsylvania(10/15/2024)
RR
Puerto Rico(8/28/2024)
RR
Rhode Island(7/10/2024)
RR
South Carolina(7/11/2024)
RR
South Dakota(7/15/2024)
RR
Tennessee(10/31/2024)
RR
Texas(7/29/2024)
RR
Utah(7/11/2024)
RR
Vermont(7/25/2024)
RR
Virgin Islands(7/31/2024)
RR
Virginia(10/29/2024)
RR
Washington(7/22/2024)
RR
West Virginia(9/30/2024)
RR
Wisconsin(7/16/2024)
RR
Wyoming(10/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BD
BLUE DIAMOND SECURITIES OF AMERICA LLC
BLUE DIAMOND SECURITIES OF AMERICA LLC | NOVAHILL PARTNERS, LLC | I(X) SECURITIES, LLC
CRD#: 158821 / SEC#: , 8-68928
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
40 Wall St Ste 2931, New York, NY 10005
Mailing Address
9000 Keystone Crossing 7th Fl Attn: Matthew Reynolds, Indianapolis, IN, 46240
Phone number
(312) 399-4932
Established
Virginia since 10/06/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
