Lesley D. Goldwasser Plutzik
Professional summary
Lesley Dana Goldwasser Plutzik, who also goes by Lesley Dana Goldwasser, Lesley Plutzik, is a registered financial professional currently at GREENSLEDGE CAPITAL MARKETS LLC located in New York, New York.
Lesley is registered as a RR (Registered Representative) and started their career in finance in 1985. Lesley has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lesley Dana Goldwasser Plutzik's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2013 - Present
GREENSLEDGE CAPITAL MARKETS LLC
Office #1: 575 Lexington Avenue 32nd Floor, New York, NY 10022September 2, 2010 - December 11, 2013
CREDIT SUISSE SECURITIES (USA) LLC
June 25, 2010 - September 3, 2010
NATIONAL SECURITIES CORPORATION
April 30, 1996 - June 12, 2008
J.P. MORGAN SECURITIES LLC
April 29, 1985 - March 19, 1996
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/5/2022)
(9/27/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GREENSLEDGE CAPITAL MARKETS LLC
CRD#: 151026 / SEC#: , 8-68328
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENSLEDGE HOLDINGS LLC | OWNER | |
| GOLDWASSER PLUTZIK, LESLEY DANA | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 1315659 |
| KANE, JAMES BRASSLER | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 2568683 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| WORMSER, KENNETH MARK | MANAGING DIRECTOR AND MEMBER OF MANAGEMENT COMMITTEE | 2099206 |
| ZEITLIN, BRIAN SCOTT | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/MEMBER OF MANAGEMENT COMMITTEE | 2898818 |
Red Flags
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