Louis S. Lodato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Samuel Lodato, who also goes by Louis Lodato, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1984. Louis had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2017 - December 31, 2018
GREAT POINT ADVISORS LLC
April 18, 2017 - December 31, 2023
GREAT POINT CAPITAL LLC
May 29, 2015 - December 31, 2016
MADISON AVENUE SECURITIES, LLC
May 27, 2015 - December 31, 2016
MADISON AVENUE SECURITIES, LLC
November 24, 2014 - March 6, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 17, 2014 - March 6, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 8, 2006 - December 21, 2012
AMERITAS INVESTMENT COMPANY, LLC
June 30, 2006 - December 21, 2012
AMERITAS INVESTMENT COMPANY, LLC
June 1, 2006 - June 30, 2006
CARILLON INVESTMENTS, INC.
May 18, 2005 - June 8, 2006
PARK AVENUE SECURITIES LLC
January 22, 2004 - October 7, 2004
NEW ENGLAND SECURITIES
October 26, 1984 - April 2, 1985
PHILIPS, APPEL & WALDEN, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GREAT POINT ADVISORS LLC
CRD#: 164554 / SEC#:
Contact information
Red Flags
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