AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
MB

Mark C. Biren

Some features on this profile are disabled
CRD#: 1315502
MB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark C Biren, who also goes by Mark Christopher Biren, was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1985. Mark had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mark Christopher Biren

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[SUMMIT CHASE REAL ESTATE LLC ; OWNER; RENTAL INCOME; investment related; start date 1/2002] [Arvade West Football Booster Club ; volunteer; non investment related; start date 2/2006] [Arvada West Class of 77; non investment related; start date 2/2014; volunteer; 16959 w. 55th drive Golden, Colo 80403; Pay for any expenses incurred from high school reunion events; 1 hour per month] [Remuda Lifestyle LLC; Equine Mobil Application; 4513 County Road 32 Longmont Co 80504; Start Date 05/2021; Role/Title: Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours;I will work with the CEO and legal team as a consultant to help with the implementation and marketing of the application to the Equine industry to drive the usage of the application.] [Coleman Research; I would be a subject matter expert in the life insurance space to answer questions about marketing and delivering product to the consumer.; 575 5th Ave, New York, NY 10017; Start Date 10/2021; Role/Title: Consultant; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Retired Members Club- New York Life RMC; This is the Retired Members Club for all retired New York Life employees.; 16959 w 55th dr Golden, Co 80403; Start Date 01/1998; Role/Title: Director; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; Planning, recruiting retired members and organizing the annual reunion with HO speakers.] [Mark Biren Consulting; Coaching and consulting insurance/financial service independent brokers and managers on planning and time management;; 16959 W 55th DR Golden, Co 80403; Start Date 01/2024; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 30, 2021 - December 17, 2024

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
GOLDEN, CO
Past

March 9, 2021 - September 23, 2025

NYLIFE SECURITIES LLC

BD
CRD#: 5167
GOLDEN, CO
Past

February 28, 2005 - August 5, 2019

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
New York, NY
Past

September 13, 1985 - August 5, 2019

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA
Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/1/2004
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA
Registered Investment Advisory firm - (10/14/1988 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804

SEC notice filing (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

Regulatory assets under management


Total Number of Accounts111,361
AUM (Assets Under Management)$ 25,395,380,570

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
01/24/2025
Cover Page
04/25/2024
12/20/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EAGLE STRATEGIES LLC

CRD#: 110826

TRUST BUT VERIFY

Monitor Mark Biren

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics