Alan M. Eisenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Martin Eisenberg was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1985. Alan had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2014 - June 9, 2015
BEECH HILL SECURITIES, INC.
September 14, 2006 - March 25, 2013
METCIRCLE SECURITIES LLC
January 26, 2006 - September 5, 2006
FIRST UNION SECURITIES, INC.
December 6, 2005 - December 21, 2005
KIRLIN SECURITIES INC.
January 13, 1992 - June 2, 1992
BANK AUSTRIA SECURITIES, INC.
February 4, 1991 - April 16, 1991
BOSTON INTERNATIONAL GROUP SECURITIES CORPORATION
May 22, 1987 - May 3, 1989
GOVERNMENT SECURITIES DEALERS
March 19, 1985 - October 7, 1985
MARCUS SCHLOSS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEECH HILL SECURITIES, INC.
CRD#: 24771 / SEC#: , 8-41389
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IANNUZZI, ADOLFO VINCENT | CFO / CCO- MUTUAL FUNDS | 2874669 |
| IANNUZZI, ADOLFO VINCENT | CHIEF EXECUTIVE OFFICER | 2874669 |
| IANNUZZI, ADOLFO VINCENT | PRESIDENT | 2874669 |
| IANNUZZI, ADOLFO VINCENT | OWNER | 2874669 |
| IANNUZZI, ADOLFO VINCENT | CORP SECY | 2874669 |
| CANTOR, PAUL SETH | OWNER | 39844 |
| CATANIA, FERDINANDO JR | CCO - MUNICIPALS | 3263571 |
| FIORINI, DONNA ANNE | EXECUTIVE REPRESENTATIVE | 1289258 |
| FIORINI, DONNA ANNE | CCO - GENERAL COMPLIANCE | 1289258 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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