Craig W. Venard
Professional summary
Craig William Venard is a registered financial advisor currently at OSAIC WEALTH, INC. located in St. Louis, Missouri.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Craig has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Craig William Venard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Craig William Venard's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
OSAIC WEALTH, INC.
Office #1: 11440 Olive Blvd Suite 250, St. Louis, MO 63141August 15, 2005 - Present
OSAIC WEALTH, INC.
Office #1: 11440 Olive Blvd Suite 250, St. Louis, MO 63141November 2, 2005 - November 15, 2006
PREMIER FINANCIAL PARTNERS, LLC
May 27, 2004 - August 17, 2005
LPL FINANCIAL LLC
November 26, 2001 - June 2, 2004
WS GRIFFITH SECURITIES, INC.
July 11, 1996 - November 26, 2001
FFP SECURITIES, INC.
January 10, 1994 - June 19, 1996
WS GRIFFITH SECURITIES, INC.
January 11, 1985 - December 23, 1993
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2017)
(8/18/2005)
(3/21/2007)
(8/15/2005)
(1/3/2017)
(2/15/2019)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131St. Louis, MO 63141TRUST BUT VERIFY
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