Lawrence D. Diodato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Dan Diodato, who also goes by Larry Diodato, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1985. Lawrence had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 1989 - August 17, 1989
J. W. GANT & ASSOCIATES, INC.
April 13, 1989 - April 19, 1989
CHATFIELD DEAN & CO., INC.
January 4, 1989 - April 5, 1989
MORGAN GLADSTONE & CO. INC.
July 22, 1988 - August 15, 1988
AMERIMUTUAL CORPORATION
December 13, 1985 - July 30, 1988
F.D. ROBERTS SECURITIES, INC.
October 23, 1985 - December 27, 1985
WEAVER JOHNSON & COMPANY,INC.
April 9, 1985 - January 1, 1986
VANDERBILT SECURITIES, INC.
January 8, 1985 - April 30, 1985
EQUITABLE SECURITIES OF NEW YORK,INC.
January 8, 1985 - July 23, 1987
WALTER CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. W. GANT & ASSOCIATES, INC.
CRD#: 7963 / SEC#: , 8-30910
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
