WH
William J. Henderson
GLOBAL VIEW CAPITAL MANAGEMENT LLC
WAWAUTOSA, WI 53226
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CRD#: 1315123
WH
Professional summary
William John Henderson, who also goes by Bill Henderson, William J. Henderson, William Henderson, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Wawautosa, Wisconsin.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. William has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Henderson | William J. Henderson | William Henderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] GLOBAL VIEW CAPITAL INSURANCE SERVIES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC.; YES-INVESTMENT RELATED; HEADQUARTERS OFFICE: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: NOVEMBER 2013; APPROX. 10 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-10-2013; APPROX. 10 ADVISORY HRS/MONTH; APPROX. ZERO ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] FINANCIAL AID SERVICES; NOT INVESTMENT RELATED; ADDRESS: 180 INTERSTATE NORHT PARKWAY, SUITE 550, ATLANTA, GA 30339; NATURE: EDUCATIONAL SERVICES; POSITION: CONSULTANT; STARTED: 02.27.2023; APPROX. 160 HRS/MO DURING TRADING HOURS; APPROX. ZERO HRS/MO OUTSIDE TRADING HOURS; RESPOSNSIBILITIES: CONSULT AND GUIDE CLIENTS REGARDING FINANCIAL AID, ASSES FINANCIAL AID OFFICES FOR EFFICIENCY, GUIDE CLIENTS THROUGH REGULATORY ISSUES AND ANNUAL STATE AUDITS AND FEDERAL PROGRAMS AND RECERTIFICATIONS AND THE HEIGHTENED CASH MONITORING (HCM) . ALSO, ASSISTS CLIENTS WITH DEVELOPING POLICIES AND PROCEDURES, CONDUCTS VIRTUAL-ON LOCATION & INDUSTRY MEETING TRAININGS. IN ADDITION. WORKS WITH CLIENTS TO DEVELOP LEARNING GOALS, CUSTOMIZED TRAININGS, GATHERS INFORMATION TO ASSESS THE SUCCESS WITH MEASURABLE OUTCOMES. [4] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 11.04.2023; APPROX. 20 HRS/MONTH DURING TRADING HOURS; APPROX. 20 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view William John Henderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2014 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: 933 North Mayfair Road Suite 301, Wawautosa, WI 53226RIA
CRD#: 158292
WAWAUTOSA, WI
Past
January 2, 2014 - March 13, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
WAUKESHA, WI
Past
February 2, 2011 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
WAUKESHA, WI
Past
January 6, 2011 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
WAUKESHA, WI
Past
March 2, 2009 - November 19, 2010
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
WAUKESHA, WI
Past
September 19, 2008 - October 11, 2010
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Past
December 4, 2003 - August 31, 2006
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
GREENDALE, WI
Past
March 7, 2002 - November 28, 2003
UNITED SECURITIES ALLIANCE, INC.
BD
CRD#: 36487
GREENWOOD VILLAGE, CO
Past
January 3, 1995 - September 20, 2001
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
November 10, 1992 - January 10, 1995
AMERICAN BEACON PARTNERS, INC.
BD
CRD#: 15791
EAU CLAIRE, WI
Past
August 18, 1989 - November 19, 1992
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
May 24, 1988 - December 5, 1988
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
Past
May 24, 1988 - December 5, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Past
November 7, 1984 - May 11, 1988
NATIONAL SELECTED SECURITIES CORP.
BD
CRD#: 8299
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(1/2/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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Company Information
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292Wawautosa, WI 53226TRUST BUT VERIFY
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