WH

William J. Henderson

GLOBAL VIEW CAPITAL MANAGEMENT
WAUTOMA, WI
Some features on this profile are disabled
CRD#: 1315123
WH

Professional summary


William John Henderson, who also goes by Bill Henderson, William J. Henderson, William Henderson, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Wautoma, Wisconsin.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. William has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 22 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Bill Henderson | William J. Henderson | William Henderson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view William John Henderson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 2, 2014 - Present

GLOBAL VIEW CAPITAL MANAGEMENT LLC

RIA
CRD#: 158292
WAUTOMA, WI
Past

January 2, 2014 - March 13, 2015

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
WAUKESHA, WI
Past

February 2, 2011 - December 31, 2013

THE STRATEGIC FINANCIAL ALLIANCE, INC.

BD
CRD#: 126514
WAUKESHA, WI
Past

January 6, 2011 - December 31, 2013

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA
CRD#: 126514
WAUKESHA, WI
Past

March 2, 2009 - November 19, 2010

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA
CRD#: 139233
WAUKESHA, WI
Past

September 19, 2008 - October 11, 2010

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
DULUTH, GA
Past

December 4, 2003 - August 31, 2006

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
GREENDALE, WI
Past

March 7, 2002 - November 28, 2003

UNITED SECURITIES ALLIANCE, INC.

BD
CRD#: 36487
GREENWOOD VILLAGE, CO
Past

January 3, 1995 - September 20, 2001

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA
Past

November 10, 1992 - January 10, 1995

AMERICAN BEACON PARTNERS, INC.

BD
CRD#: 15791
EAU CLAIRE, WI
Past

August 18, 1989 - November 19, 1992

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

May 24, 1988 - December 5, 1988

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
Past

May 24, 1988 - December 5, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Past

November 7, 1984 - May 11, 1988

NATIONAL SELECTED SECURITIES CORP.

BD
CRD#: 8299

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD#: 158292 / SEC#: 801-72887

RIA
Registered Investment Advisory firm - (12/8/2011 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(1/2/2014)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/27/2008
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD#: 158292 / SEC#: 801-72887

RIA
Registered Investment Advisory firm - (12/8/2011 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102

SEC notice filing (40 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts7,570
AUM (Assets Under Management)$ 707,976,833

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD#: 158292Wautoma, WI

TRUST BUT VERIFY

Monitor William Henderson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information


xxxxx@xxxx.xxx

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.