Michael S. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Sean Murphy was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2017 - January 31, 2022
MSM FINANCIAL LLC
December 11, 2014 - July 21, 2016
WEDBUSH SECURITIES INC.
November 25, 2014 - July 21, 2016
WEDBUSH SECURITIES INC.
July 17, 2014 - December 31, 2014
MSM FINANCIAL LLC
October 22, 2009 - November 28, 2012
FFEC WEALTH PARTNERS LLC
September 25, 2009 - November 28, 2012
FFEC WEALTH PARTNERS LLC
October 20, 2008 - October 8, 2009
WEDBUSH SECURITIES INC.
January 22, 2003 - November 14, 2008
PEACOCK, HISLOP, STALEY & GIVEN, INC.
May 19, 1999 - December 9, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MSM FINANCIAL LLC
CRD#: 284781 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 150,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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