MH
Mark J. Hanna
SPC
Lakeway, TX
Some features on this profile are disabled
CRD#: 1315078
MH
Professional summary
Mark James Hanna, AIF®, ChFC®, CLU® is a registered financial advisor currently at SPC located in Lakeway, Texas and PARKLAND SECURITIES, LLC located in Walnut Creek, California.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Mark has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HANNA INSURANCE AND FINANCIAL SOLUTIONS, INC. dba Hanna Agency. SOLE SHAREHOLDER. HANNA INSURANCE AND FINANCIAL SOLUTIONS IS A LICENSED L&H INSURANCE AGENCY. Start date: 1/2/19, approx. 10 hrs/mo. Not investment related. 2. I HOLD APPOINTMENTS WITH VARIOUS TRADITIONAL (NON REGISTERED) INSURANCE COMPANIES. 3. Member At Large / Board of Directors for Life Happens, a non-profit organization located in Arlington, VA, and works to increase consumer awareness of life insurance industry products. Start date: 1/1/20, approx. 1-3 hrs/mo. Term ends 12/31/21. On October 1, 2021, I was elected elected to serve on the Executive Board as Chair of the organization. I will contribute strategic and tactical advice and guidance. No direct/indirect access to funds other than voting on and assisting with setting the annual budget. Term runs for 4 years. 4. Serve as co-POA, with my sister, for my step-mother. Start date: 11/1/21, approx. 2-3 hrs/mo. 5. Hanna Insurance & Financial Solutions, Inc. and Mark Hanna are members of First Financial Resources - a members-only life insurance distribution firm. Hanna Insurance & Financial Solutions receives overrides on non-variable insurance products from FFR. Sales of registered products eligible for carrier overrides are paid through Parkland Securities. No direct compensation is paid to Mark Hanna. Start date: 7/20/16
CRS (Client Relationship Summary) - RIA
Click below to view Mark James Hanna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 8, 2005 - Present
SPC
Office #2: 1407 Oakland Blvd Suite 301, Walnut Creek, CA 94596RIA
CRD#: 110692
Lakeway, TX
Current
November 3, 2004 - Present
PARKLAND SECURITIES, LLC
Office #1: 1407 Oakland Blvd Suite 301, Walnut Creek, CA 94596BD
CRD#: 115368
Walnut Creek, CA
Past
August 5, 1999 - November 2, 2004
WALNUT STREET ADVISERS INC
RIA
CRD#: 109903
PETALUMA, CA
Past
September 22, 1998 - November 2, 2004
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
November 14, 1985 - October 16, 1998
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
January 23, 1985 - October 23, 1985
PACIFIC SELECT DISTRIBUTORS, LLC
BD
CRD#: 4452
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/9/2019)
RR
Arizona(1/4/2006)
RR
Arkansas(12/1/2011)
RR
California(11/3/2004)
IAR
California(3/8/2005)
RR
Colorado(1/4/2006)
RR
Connecticut(7/3/2006)
RR
Delaware(4/15/2011)
RR
District of Columbia(1/4/2006)
RR
Florida(1/4/2006)
RR
Georgia(1/4/2006)
RR
Hawaii(11/13/2008)
RR
Idaho(5/29/2013)
RR
Illinois(1/4/2006)
RR
Indiana(7/3/2006)
RR
Iowa(9/21/2007)
RR
Kansas(7/3/2006)
RR
Kentucky(6/21/2007)
RR
Louisiana(6/26/2007)
RR
Maine(6/3/2011)
RR
Maryland(8/11/2006)
RR
Massachusetts(1/4/2006)
RR
Michigan(1/4/2006)
RR
Minnesota(12/8/2006)
RR
Mississippi(11/13/2018)
RR
Missouri(7/3/2006)
RR
Montana(4/30/2018)
RR
Nebraska(9/13/2007)
RR
Nevada(6/12/2015)
RR
New Hampshire(4/8/2011)
RR
New Jersey(1/4/2006)
RR
New York(1/4/2006)
RR
North Carolina(1/4/2006)
RR
North Dakota(5/14/2014)
RR
Ohio(1/5/2006)
RR
Oklahoma(1/4/2006)
RR
Oregon(9/25/2006)
RR
Pennsylvania(7/3/2006)
RR
Rhode Island(10/17/2008)
RR
South Carolina(8/16/2013)
RR
South Dakota(9/28/2015)
RR
Tennessee(7/3/2006)
RR
Texas(1/4/2006)
IAR
Texas(9/26/2025)
RR
Utah(7/3/2006)
RR
Vermont(8/16/2021)
RR
Virginia(8/11/2006)
RR
Washington(1/4/2006)
RR
Wisconsin(8/11/2006)
RR
Wyoming(4/12/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
