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Jesse Robert Lovejoy

CRD# 1315015·Registered 1985 - 2016
Previously Registered: Being a previously registered professional could mean that Jesse is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jesse Robert Lovejoy was a registered financial advisor. Jesse was a previously registered financial professional and started their career in finance 1985 - 2016. Jesse had worked at 3 firms and has passed the SIE, Series 79, Series 7, Series 41 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

DEIMOS SECURITIES LLC·CRD# 175499
BD
Purchase, NY
April 7, 2016 - July 25, 2016
GROTON SECURITIES LLC·CRD# 126600
BD
New York, NY
April 21, 2006 - March 24, 2011
LAZARD FRERES & CO. LLC·CRD# 2528
BD
New York, NY
April 27, 1985 - January 27, 2000

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Current Firm

DS
DEIMOS SECURITIES LLC

DEIMOS SECURITIES LLC

CRD#: 175499 / SEC#: 8-69602
BD
Terminated by SEC on 02/06/2017

Contact Information

Established

Delaware since 02/26/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DEIMOS MANAGEMENT HOLDINGS LLCMEMBER—
HUGHES, PATRICK THOMASMANAGING PARTNER AND CHIEF COMPLIANCE OFFICER1205626
KATZOVITZ, LOREN MARKMANAGING PARTNER1297659
LIPNER, CAROL NMNCHIEF FINANCIAL OFFICER4434543
STANDISH, MARK ALLANMANAGING PARTNER2223303

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jul 2016About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jul 2015About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed May 1985About the Series 7 exam

Series 41 — NYSE Allied Member Examination

Passed Mar 1985

Series 24 — General Securities Principal Examination

Passed Jun 1985About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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