Steven M. Zage
Professional summary
Steven Martin Zage is a registered financial professional currently at FINANCIAL NORTHEASTERN SECURITIES, INC. located in Fairfield, New Jersey.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2002. Steven has worked at 1 firm and has passed the Series 72 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Martin Zage's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 1988 - Present
FINANCIAL NORTHEASTERN SECURITIES, INC.
Office #1: 100 Passaic Avenue, Fairfield, NJ 07004Office #2: 100 Passaic Avenue, Fairfield, NJ 07004August 6, 2002 - August 11, 2011
FINANCIAL NORTHEASTERN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
FINANCIAL NORTHEASTERN SECURITIES, INC.
CRD#: 17007 / SEC#: , 8-34883
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
