Kenny Ackerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenny Ackerman, who also goes by Kenneth Jay Ackerman, was a registered financial professional .
Kenny is a previously registered financial professional and started their career in finance in 1985. Kenny had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - January 2, 2015
T3 TRADING GROUP, LLC
October 7, 2013 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
February 23, 2011 - January 10, 2012
DIMENSION TRADING GROUP, LLC
July 1, 2010 - December 22, 2011
DIMENSION SECURITIES, LLC
April 6, 2010 - May 21, 2010
DIMENSION SECURITIES, LLC
January 22, 2008 - April 29, 2008
SPECTRUM TRADING, LLC
March 3, 2003 - April 17, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
August 1, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
December 7, 1998 - September 27, 2001
KNIGHT CAPITAL MARKETS LLC
August 9, 1995 - July 13, 2001
KNIGHT CAPITAL AMERICAS, L.P.
July 18, 1995 - August 9, 1995
KNIGHT CAPITAL AMERICAS, L.P.
April 28, 1992 - July 17, 1995
UBS CAPITAL MARKETS L.P.
March 19, 1992 - July 17, 1995
UBS CAPITAL MARKETS L.P.
January 29, 1991 - March 30, 1992
GRUNTAL & CO., L.L.C.
January 16, 1985 - January 14, 1991
UBS CAPITAL MARKETS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/10/1999
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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