Scott E. Drysch
Professional summary
Scott Edward Drysch is a registered financial advisor currently at &PARTNERS located in Austin, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Scott has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Edward Drysch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Edward Drysch's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2023 - Present
&PARTNERS
November 20, 2023 - Present
&PARTNERS
Office #1: 40 Burton Hills Blvd Suite 350, Nashville, TN 37215Office #2: 40 Burton Hills Blvd. Suite 350, Nashville, TN 37215April 4, 2006 - September 25, 2023
WELLS FARGO CLEARING SERVICES, LLC
April 4, 2006 - September 25, 2023
WELLS FARGO CLEARING SERVICES, LLC
February 24, 2000 - April 24, 2006
CITIGROUP GLOBAL MARKETS INC.
September 7, 1994 - April 24, 2006
CITIGROUP GLOBAL MARKETS INC.
September 28, 1989 - May 2, 1994
AMERICAN CAPITAL MARKETING, INC.
January 13, 1987 - August 12, 1989
CAPITAL CLIENT GROUP, INC.
Primary Firm SEC Registration
&PARTNERS
CRD#: 3767 / SEC#: 801-37145, 8-3774
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2023)
(11/20/2023)
Exams
Series 8
Date: 7/9/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
&PARTNERS
CRD#: 3767 / SEC#: 801-37145, 8-3774
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPERSAND PARTNERS, LLC | OWNER | |
| ALEXANDER, JOHN W | CO-PRESIDENT | 2327561 |
| COOPER, CHYRLAN ELIZABETH | COO | 4160240 |
| IDOL, KALEY PORTER | CHIEF COMPLIANCE OFFICER | 6950052 |
| KOWACH, DAVID JOHN | CEO | 2154665 |
| NELSON, RICHARD SCOTT | CFO | 5014790 |
| SCHALLER, MICHAEL CHRISTOPHER | CONTROLLER/FINOP | 5899085 |
| STEVENS, ALYSON MENCIO | CHIEF COMPLIANCE OFFICER - ADVISORY BUSINESS | 5451096 |
| WILEY III, DAVID WARREN III | CO-PRESIDENT | 720094 |
Regulatory assets under management
| Total Number of Accounts | 32,200 |
| AUM (Assets Under Management) | $ 14,146,591,395 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 12/29/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
