Diane Kline
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diane Kline, who also goes by Diane Didomenico, Diane Didominico, was a registered financial professional .
Diane is a previously registered financial professional and started their career in finance in 1988. Diane had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 1999 - October 1, 2012
WALL STREET FINANCIAL GROUP, INC.
February 2, 1999 - April 6, 1999
SECURITIES SERVICE NETWORK, LLC
April 16, 1997 - February 1, 1999
SII INVESTMENTS, INC.
August 15, 1996 - April 10, 1997
JARON EQUITIES CORP.
November 6, 1995 - August 14, 1996
LINK INVESTMENT SERVICES, INC.
December 12, 1994 - September 12, 1995
APEX CLEARING CORPORATION
April 30, 1991 - December 13, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
July 19, 1990 - April 30, 1991
MABON, NUGENT & CO.
January 19, 1988 - August 2, 1988
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALL STREET FINANCIAL GROUP, INC.
CRD#: 35830 / SEC#: 801-58292, 8-46964
Contact information
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
