Robert J. Obrien

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CRD#: 1314543

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert James Obrien, CFP®, who also goes by Bob Obrien, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 7 firms and has passed the Series 63, Series 99TO, Series 6TO, SIE, Series 7, Series 51 and Series 26 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Estate Planning

Investment Planning

Insurance Planning

Tax Planning

Retirement Planning

Are you a "fiduciary"?

Aliases

Bob Obrien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: FINANCIAL SECURITY GROUP, INC.; INVESTMENT-RELATED: NO; ADDRESS: 575 LYNNHAVEN PKWY, STE 310, VIRGINIA BEACH VA 23452; NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE SALES; POSITION: VICE PRESIDENT; START DATE: 1/17/97; APPROX. HRS PER MO: 5; APRROX HRS DURING TRADING HRS: 5; DUTIES: PREPARE QUOTES AND APPLICATIONS FOR LIFE AND HEALTH INSURANCE.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Past

July 3, 1997 - January 8, 2024

FINANCIAL SECURITY ADVISORY INC

RIA

CRD#: 110746

VA BEACH, VA

Past

May 14, 1997 - January 8, 2024

FINANCIAL SECURITY MANAGEMENT, INCORPORATED

CRD#: 43000

VIRGINIA BEACH, VA

Past

March 7, 1995 - May 15, 1997

DAVENPORT-DUKES FINANCIAL SERVICES, INC.

CRD#: 37664

Past

November 19, 1989 - March 16, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 28, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

October 13, 1986 - August 6, 1987

SSV SECURITIES, INC.

CRD#: 17103

Past

November 21, 1984 - November 4, 1986

FSC SECURITIES CORPORATION

CRD#: 7461

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL SECURITY ADVISORY INC

CRD#: 110746 / SEC#: 801-54496

RIA

Registered Investment Advisory firm - (5/15/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/26/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/21/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/27/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FINANCIAL SECURITY ADVISORY INC

CRD#: 110746 / SEC#: 801-54496

RIA

Registered Investment Advisory firm - (5/15/1997 Approved)

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Contact information

Main Address

477 Viking Drive Suite 305, Virginia Beach, VA 23452

Mailing Address

Phone number

(757) 431-1414

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL SECURITY ADVISORY, INC. PART 2A BROCHURE 09262024 (9/30/2024)

Regulatory assets under management

Total Number of Accounts	2,904
AUM (Assets Under Management)	$ 1,570,635,977

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Robert J. Obrien

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FINANCIAL SECURITY MANAGEMENT, INCORPORATED

DAVENPORT-DUKES FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

SSV SECURITIES, INC.

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

FINANCIAL SECURITY ADVISORY INC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/26/1984

Series 99TO

Date: 1/2/2023

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/17/1984

Series 51

Date: 3/21/2003

Series 26

Date: 2/27/1995

Current Firm

FINANCIAL SECURITY ADVISORY INC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL SECURITY ADVISORY INC

TRUST BUT VERIFY

Contact information

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