Donald A. Marshall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Adair Marshall was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1985. Donald had worked at 1 firm and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 1985 - April 14, 1986
BOTTOM LINE BROKERS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BOTTOM LINE BROKERS, INC.
CRD#: 15750 / SEC#: , 8-32686
Contact information
Documents
Red Flags
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