Vincent J. Cutaia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Joseph Cutaia was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2003. Vincent had worked at 5 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2019 - February 29, 2024
BTIG, LLC
January 29, 2016 - June 25, 2019
COWEN PRIME SERVICES LLC
April 4, 2006 - June 15, 2016
COWEN PRIME SERVICES TRADING LLC
May 14, 2004 - September 13, 2004
REDWOOD TRADING, LLC
March 14, 2003 - May 3, 2004
FIRST NEW YORK SECURITIES L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/20/2003
Limited Representative-Equity Trader ExamCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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