Dennis D. Hasselquist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Dale Hasselquist, who also goes by Denny Hasselquist, Dennis D Hasselquist, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1984. Dennis had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2017 - August 21, 2018
AVANTAX ADVISORY SERVICES
January 31, 2017 - August 21, 2018
AVANTAX INVESTMENT SERVICES, INC.
January 19, 2006 - December 31, 2016
VOYA FINANCIAL ADVISORS, INC.
October 19, 2005 - December 31, 2016
VOYA FINANCIAL ADVISORS, INC.
February 1, 2005 - October 20, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 1, 2005 - October 20, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 2, 2003 - December 31, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
March 20, 2001 - July 29, 2003
EQUITY SERVICES, INC.
February 9, 1999 - July 29, 2003
EQUITY SERVICES, INC.
March 25, 1997 - December 8, 1998
BA INVESTMENT SERVICES, INC.
September 20, 1988 - March 3, 1997
GRIFFIN FINANCIAL SERVICES
May 4, 1988 - September 10, 1988
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
December 19, 1984 - May 12, 1988
LFG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
