Michael C. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Clark Butler was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 6 firms and has passed the Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2011 - April 14, 2014
CAPPELLO CAPITAL CORP.
January 9, 2008 - June 4, 2009
NATIONWIDE FUND DISTRIBUTORS LLC
January 4, 2008 - January 9, 2008
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 1, 1996 - December 31, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION
November 28, 1995 - July 1, 1996
FINANCIAL HORIZONS SECURITIES CORPORATION
October 31, 1986 - June 9, 1987
ABACUS EQUITY SERVICES, INC.
October 26, 1984 - October 31, 1986
CARDELL & ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CAPPELLO CAPITAL CORP.
CRD#: 30124 / SEC#: , 8-44748
Contact information
Documents
Red Flags
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