Stephen J. Bucchere
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen John Bucchere was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1984. Stephen had worked at 12 firms and has passed the Series 63, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2001 - May 1, 2002
MERRILL LYNCH FINANCIAL SERVICES OF PUERTO RICO, INC.
July 12, 2001 - December 31, 2011
MERRILL LYNCH GOVERNMENT SECURITIES INC.
July 11, 2000 - April 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 11, 1999 - July 21, 1999
GRUNTAL & CO., L.L.C.
August 26, 1996 - December 31, 1997
YAMAICHI INTERNATIONAL (AMERICA) INC.
April 6, 1996 - August 14, 1996
MUFG SECURITIES AMERICAS INC.
November 18, 1991 - April 6, 1996
MITSUBISHI SECURITIES (USA), INC.
June 29, 1989 - May 17, 1991
NEW JAPAN SECURITIES INTERNATIONAL INC.
April 5, 1989 - April 27, 1989
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 21, 1988 - September 13, 1991
MONMOUTH INVESTMENTS, INC.
June 27, 1988 - January 5, 1989
VANDERBILT SECURITIES, INC.
November 21, 1984 - December 17, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERRILL LYNCH FINANCIAL SERVICES OF PUERTO RICO, INC.
CRD#: 46922 / SEC#: , 8-51587
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MERRILL LYNCH INTERNATIONAL HOLDINGS INC. | PARENT COMPANY | |
| BAILEY, KEITH ANTHONY | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1884448 |
| BRADY, THOMAS MICHAEL | VICE PRESIDENT | |
| BUCCHERE, STEPHEN JOHN | TREASURER / CHIEF FINANCIAL OFFICER | 1313690 |
| FLANIGAN, MATTHEW JOHN III | VICE PRESIDENT OPERATIONS | 2234890 |
| GUASP, CARLOS RAMON | VICE PRESIDENT | 1033864 |
| MILICH, DAVID ALBERT | CHIEF OPERATION OFFICER AND VICE PRESIDENT | |
| WOLF, STEPHANIE S | SECRETARY |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
