John Thomas Oehl
Professional Summary
John Thomas Oehl, who also goes by John Thomas Dehl, is a registered financial advisor currently at SOUTHEAST INVESTMENTS, N.C., INC. located in St Augustine, Florida. John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Thomas Dehl
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
SOUTHEAST INVESTMENTS N.A., INC. | SOUTHEAST INVESTMENTS, N.C., INC.
Contact Information
Main Address
820 Tyvola Road-suite 104 Suite 104, Charlotte, NC 28217-3528Mailing Address
820 Tyvola Road-suite 104, Charlotte, NC 28217Phone Number
(704) 527-7873Established
North Carolina since 12/06/1996Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
2FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/29/2012)
(2/26/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Thomas Oehl's CRS (Customer Relationship Summary).
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