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JM

Jeffrey S. Marcus

TURNING POINT ANALYTICS
East Sandwich, MA
Some features on this profile are disabled
CRD#: 1313563
JM

Professional summary

Jeffrey Sloane Marcus, who also goes by Jeff Marcus, is a registered financial advisor currently at TURNING POINT ANALYTICS, LLC located in East Sandwich, Massachusetts.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jeffrey has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeff Marcus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. MARCUS IS CEO OF TURNING POINT ANALYTICS, LLC (TPA) A SEC REGISTERED INVESTMENT ADVISOR. TPA PROVIDES TECHNICAL ANALYSIS REPORTS CONCERNING PAST TRADING HISTORY WHILE TRYING TO FORECAST FUTURE PRICE ACTION. TPA DOES NOT ACTIVELY MANAGE INVESTOR FUNDS. THIS OUTSIDE EMPLOYMENT IS APPROVED BY ROSENBLATT SECURITIES INC. MR. MARCUS HAS BECOME A LICENSED REAL ESTATE AGENT IN MASSACHUSETTS. MR. MARCUS HAS JOINED SOTHEBYS INTERNATIONAL REALTY AND HAS AN OFFICE IN OSTERVILLE, MA. MR. MARCUS STARTED A NEW BUSINESS NAMES HOMEYAP (WWW.HOMEYAP.COM).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Sloane Marcus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 1, 2018 - Present

TURNING POINT ANALYTICS, LLC

RIA
CRD#: 166287
East Sandwich, MA
Past

August 18, 2014 - June 5, 2024

ROSENBLATT SECURITIES INC.

BD
CRD#: 18377
NEW YORK, NY
Past

January 11, 2013 - December 31, 2017

TURNING POINT ANALYTICS, LLC

RIA
CRD#: 166287
WESTPORT, CT
Past

June 20, 2005 - September 14, 2005

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(6/1/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 5/5/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/11/2012
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/2014
General Securities Representative Examination

Current Firm

TP
TURNING POINT ANALYTICS, LLC
TURNING POINT ANALYTICS, LLC

CRD#: 166287 / SEC#:

Connecticut
Registered Investment Advisory firm - (12/31/2017 Failure to Renew)
Massachusetts
Registered Investment Advisory firm - (6/1/2018 Approved)
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Contact information

Main Address
East Sandwich, MA
Mailing Address
Phone number
(508) 776-0068
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TURNING POINT ANALYTICS, LLC

CRD#: 166287East Sandwich, MA

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