Robert P. Deconcini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Peter Deconcini was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2004 - July 6, 2023
LAZARD ASSET MANAGEMENT SECURITIES LLC
May 17, 1989 - April 16, 2004
LAZARD FRERES & CO. LLC
September 29, 1986 - August 12, 1989
CCC ADVISORS, INC.
December 19, 1984 - August 27, 1985
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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