Laurie A. Hinckley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurie Anne Hinckley MRS, who also goes by Laurie Anne Brickman, Laurie Anne Hinckley, was a registered financial professional .
Laurie is a previously registered financial professional and started their career in finance in 1985. Laurie had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 1993 - April 7, 2022
APPLIED INVESTMENT TECHNOLOGY, INC
November 17, 1986 - February 20, 1992
WEDBUSH SECURITIES INC.
March 26, 1985 - November 13, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
March 26, 1985 - November 18, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
January 3, 1985 - March 1, 1985
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
APPLIED INVESTMENT TECHNOLOGY, INC
CRD#: 120427 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 8,428,019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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