Virginia A. Duran

J.H. DARBIE & CO.

LAS VEGAS, NV

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CRD#: 1313312

Professional summary

Virginia Ann Duran, who also goes by VIrginia Blank, Ann Duran, Ginger Duran, Virginia Ann Peitz, Virginia Ann Winslow, is a registered financial professional currently at J.H. DARBIE & CO., INC. located in Las Vegas, Nevada.

Virginia is registered as a RR (Registered Representative) and started their career in finance in 1992. Virginia has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Virginia Blank | Ann Duran | Ginger Duran | Virginia Ann Peitz | Virginia Ann Winslow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Virginia Ann Duran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2019 - Present

J.H. DARBIE & CO., INC.

RIA

CRD#: 689

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/24/2019)

Nevada
(7/24/2019)

New York
(7/24/2019)

Exams

State Security Law Exam

Series 63

Date: 10/30/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 9/21/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 7/27/2001

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

J.H. DARBIE & CO., INC.

J.H. DARBIE & CO., INC. | J.H. DARBIE ADVISORY

CRD#: 43520 / SEC#: , 8-50335

Arizona

Registered Investment Advisory firm - SEC (7/3/2024 Approved)

New Jersey

Registered Investment Advisory firm - SEC (1/7/2008 Approved)

New York

Registered Investment Advisory firm - SEC (1/7/2008 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

48 Wall St., Suite 1206. Suite 1206, New York, NY 10005

Mailing Address

48 Wall St., Suite 1206. C/o Robert Rabinowitz, New York, NY 10005

Phone number

(212) 269-7271

Established

New York since 06/03/1997

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
RABINOWITZ, ROBERT Y	PRES, GSP	2821450
ANDERSON, ERIK JASON	CHIEF COMPLIANCE OFFICER	2686661
MATSIS, MICHAEL A	AMLCO	1455158
NAVEED, HASNAIN	FINOP, POO, PFO	7004810

Disclosures

Regulatory Event	10
Civil Event	1
Arbitration	1

Red Flags

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Firm Stability Insights

Virginia A. Duran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Virginia Ann Duran's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIVINE CAPITAL MARKETS LLC

CANTONE RESEARCH INC.

W.A. CAPITAL MARKETS

CANTONE RESEARCH INC.

W.A. CAPITAL MARKETS

NORTHERN TRUST SECURITIES, INC.

W.A. CAPITAL MARKETS

DIRKS & COMPANY, INC.

J. ROBBINS SECURITIES, L.L.C

COLEMAN & COMPANY SECURITIES, INC.

FAB SECURITIES OF AMERICA, INC.

DICKINSON & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/30/1992

SIE

Date: 10/1/2018

Series 7

Date: 10/27/1992

Series 9

Date: 9/21/2001

Series 10

Date: 7/27/2001

FINRA

Nasdaq Stock Market

Current Firm

J.H. DARBIE & CO., INC.

Contact information

FINRA licenses (46 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J.H. DARBIE & CO., INC.

TRUST BUT VERIFY

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