Gail H. Bonhoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Helene Bonhoff, who also goes by Gail H Bonhoff, was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 1985. Gail had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2017 - December 31, 2017
J.W. COLE FINANCIAL, INC.
October 21, 2008 - November 3, 2017
SUMMIT BROKERAGE SERVICES, INC.
October 28, 2005 - October 22, 2008
OSAIC SERVICES, INC.
May 30, 1989 - July 31, 2001
CHARLES SCHWAB & CO., INC.
November 19, 1985 - August 5, 1988
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/18/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
