Brenda B. Sallstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Bouley Sallstrom was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 1998. Brenda had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2024 - October 21, 2025
TIEDEMANN ADVISORS, LLC
January 27, 2014 - July 2, 2024
ENVOI LLC
May 24, 2005 - June 14, 2006
CROSSWATER
November 13, 2002 - January 15, 2003
PIPER SANDLER & CO.
October 1, 2002 - December 9, 2002
THE FAMILY OFFICE OF U.S. BANCORP PIPER JAFFRAY LLC.
June 2, 1998 - January 15, 2003
PIPER SANDLER & CO.
Primary Firm SEC Registration
TIEDEMANN ADVISORS, LLC
CRD#: 147189 / SEC#: 801-69865
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/28/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TIEDEMANN ADVISORS, LLC
CRD#: 147189 / SEC#: 801-69865
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 627 |
| AUM (Assets Under Management) | $ 29,043,170,554 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 07/29/2024 | ||
| 10/26/2023 | ||
| 09/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
