Scott T. Ford

WESTROCK ASSET MANAGEMENT

Little Rock, AR 72212

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CRD#: 1312681

Professional summary

Scott Thomas Ford is a registered financial advisor currently at WESTROCK ASSET MANAGEMENT, LLC located in Little Rock, Arkansas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Scott has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GREENBRIER EQUINE, LLC - NON-INVESTMENT-RELATED - 900 S. SHACKLEFORD RD. SUITE 200, LITTLE ROCK, AR 72221 - PINHOOK HORSES - MEMBER OF LLC - 9/2010 - NONE. WESTROCK STABLES, LLC - NON-INVESTMENT-RELATED - 900 S. SHACKLEFORD RD. SUITE 200, LITTLE ROCK, AR 72221 - RACING HORSE OWNERSHIP AND TRAINING - MEMBER OF LLC - 6/2008 - NONE. CAPSTONE TREATMENT CENTER, LLC - NON-INVESTMENT-RELATED - 120 MEGHAN LN, JUDSONIA, AR 72081 - ADDICTION TREATMENT CENTER - MEMBER OF LLC - 9/2010 - NONE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Thomas Ford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2015 - Present

WESTROCK ASSET MANAGEMENT, LLC

Office #1: 4009 N. Rodney Parham Road, Little Rock, AR 72212

RIA

CRD#: 174408

Little Rock, AR

Past

August 12, 1986 - February 1, 1996

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

November 21, 1984 - May 6, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTROCK ASSET MANAGEMENT, LLC

CRD#: 174408 / SEC#: 801-108284

RIA

Registered Investment Advisory firm - (8/22/2016 Approved)

Arkansas

Registered Investment Advisory firm - (8/23/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(5/11/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/23/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/12/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/17/1984

General Securities Representative Examination

Current Firm

WESTROCK ASSET MANAGEMENT, LLC

CRD#: 174408 / SEC#: 801-108284

RIA

Registered Investment Advisory firm - (8/22/2016 Approved)

Arkansas

Registered Investment Advisory firm - (8/23/2016 Terminated)

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Contact information

Main Address

4009 N. Rodney Parham Road, Little Rock, AR 72212

Mailing Address

Phone number

(501) 320-4867

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PART 2 OF FORM ADV (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 208,535,727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott T. Ford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Thomas Ford's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEPHENS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WESTROCK ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/2013

Series 63

Date: 7/23/1986

Series 3

Date: 7/12/2013

Series 7

Date: 11/17/1984

Current Firm

WESTROCK ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTROCK ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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