Holly B. Whelan
Professional summary
Holly Brennan Whelan, who also goes by Holly Marie Brennan, Holly Brennan, Holly B. Whelan Mrs., is a registered financial professional currently at LEERINK PARTNERS LLC located in New York, New York.
Holly is registered as a RR (Registered Representative) and started their career in finance in 1985. Holly has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Holly Brennan Whelan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2022 - Present
LEERINK PARTNERS LLC
Office #1: 1301 Avenue Of The Americas 5th Floor, New York, NY 10019March 14, 2018 - January 31, 2022
PANMURE LIBERUM INC
December 6, 2017 - March 22, 2018
BARCLAYS CAPITAL INC.
March 18, 2013 - September 14, 2016
JEFFERIES LLC
April 25, 1996 - October 29, 2012
DEUTSCHE BANK SECURITIES INC.
October 10, 1994 - October 2, 1995
FREIMARK BLAIR & COMPANY, INC.
February 8, 1993 - September 27, 1994
S.G. WARBURG & CO. INC.
March 27, 1992 - March 1, 1993
STATEN SECURITIES CORPORATION
November 15, 1988 - March 23, 1992
BNP PARIBAS SECURITIES CORP.
October 9, 1987 - April 17, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
January 29, 1987 - June 23, 1987
J.P. MORGAN SECURITIES LLC
November 19, 1985 - September 23, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
LEERINK PARTNERS LLC
CRD#: 39011 / SEC#: 801-68264, 8-48535
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEERINK INTERMEDIATE HOLDINGS LLC | MEMBER | |
| CASEY, KEVIN MICHAEL | CHIEF COMPLIANCE OFFICER | 4754440 |
| DAVIDSON, THOMAS ADAM | SENIOR MANAGING DIRECTOR | 2248233 |
| DUBIN, DANIEL BARRY | SENIOR MANAGING DIRECTOR | 3231063 |
| GENTILE, JOSEPH ROBERT | CHIEF ADMINISTRATIVE OFFICER | 2545927 |
| HEINEMAN, STEVEN P | GENERAL COUNSEL | 5386950 |
| JURKIEWICZ, GREGG MARTIN | FINOP | 4440135 |
| LEERINK, JEFFREY ALAN | CEO | 1718986 |
| OLSON, ERIC PATRICK | PRINCIPAL OPERATIONS OFFICER | 2542584 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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