David T. Maughan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Taylor Maughan was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2020 - February 8, 2023
C2M SECURITIES, LLC
January 20, 2015 - February 6, 2020
ANKURA CAPITAL ADVISORS, LLC
June 28, 2010 - July 31, 2015
FIRST LIBERTIES FINANCIAL
December 17, 2009 - June 24, 2010
AVANZA CAPITAL MARKETS INC.
February 27, 2007 - March 30, 2009
STERNE, AGEE & LEACH, INC.
March 25, 2004 - March 12, 2007
FLAGSTONE SECURITIES, LLC
February 13, 1997 - January 13, 1999
HARRIS NESBITT CORP.
August 28, 1995 - January 21, 1997
KPMG BAYMARK CAPITAL L.L.C.
August 16, 1988 - November 14, 1994
KIDDER, PEABODY & CO. INCORPORATED
September 10, 1986 - February 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
October 25, 1984 - October 2, 1986
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
C2M SECURITIES, LLC
CRD#: 38924 / SEC#: , 8-48466
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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