James H. Kropp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Herbert Kropp, who also goes by James Herbert Kropp, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2009 - December 21, 2012
I3 FUNDS LLC
July 13, 1994 - December 31, 2004
CHRISTOPHER WEIL & COMPANY, INC.
April 27, 1985 - October 10, 1985
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
I3 FUNDS LLC
CRD#: 145375 / SEC#:
Contact information
Red Flags
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