Matthew D. Gensler

MELD FINANCIAL

BOYNTON BEACH, FL

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CRD#: 1312436

Professional summary

Matthew Douglas Gensler is a registered financial advisor currently at MELD FINANCIAL, INC. located in Boynton Beach, Florida.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Matthew has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Capstone Investment Financial Group; Investment Related; 73 Wilder Rd. Suffern, NY 10901; RIA, Senior Managing Director; 10/2015; 160 hrs per month; 3 hrs during trading; Investment Advisor. 2) Meld Financial, Inc.; Investment related; 3008 Pump House Rd. Birmingham, AL 35243; Fixed Income Management; 05/2020; 15 hrs per week; 2-3 hrs during trading; Fixed income research & Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Douglas Gensler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2020 - Present

MELD FINANCIAL, INC.

RIA

CRD#: 118896

BOYNTON BEACH, FL

Past

October 30, 2015 - November 5, 2024

CAPSTONE INVESTMENT FINANCIAL GROUP, LLC

RIA

CRD#: 122575

Suffern, NY

Past

May 8, 2012 - November 3, 2015

REALTA EQUITIES, INC.

CRD#: 23769

WILMINGTON, DE

Past

December 7, 2011 - December 14, 2015

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

WILMINGTON, DE

Past

January 2, 2009 - June 11, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

NEW YORK, NY

Past

July 6, 2007 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

NEW YORK, NY

Past

May 20, 2003 - June 11, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

NEW YORK, NY

Past

June 3, 2002 - May 30, 2003

A. R. SCHMEIDLER & CO., INC.

CRD#: 5845

NEW YORK, NY

Past

May 24, 2001 - March 26, 2002

ANDERSEN CORPORATE FINANCE LLC

CRD#: 108427

HOUSTON, TX

Past

March 14, 1995 - January 22, 1997

HILL THOMPSON MAGID & CO., INC.

CRD#: 2202

JERSEY CITY, NJ

Past

March 24, 1993 - January 5, 1994

SAMUEL MONTAGU, INC.

CRD#: 13991

NEW YORK, NY

Past

June 7, 1985 - May 14, 1991

WARDLEY INCORPORATED

CRD#: 15765

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MELD FINANCIAL, INC.

BROOKSTONE WEALTH MANAGEMENT | MELD FINANCIAL, INC. | FAIRWOOD FINANCIAL SERVICES

CRD#: 118896 / SEC#: 801-62981

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

Alabama

Registered Investment Advisory firm - (6/29/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(9/21/2020)

IAR

Florida
(8/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/1/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/3/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/20/1985

General Securities Principal Examination

Current Firm

MELD FINANCIAL, INC.

BROOKSTONE WEALTH MANAGEMENT | MELD FINANCIAL, INC. | FAIRWOOD FINANCIAL SERVICES

CRD#: 118896 / SEC#: 801-62981

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

Alabama

Registered Investment Advisory firm - (6/29/2006 Terminated)

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Contact information

Main Address

3008 Pump House Rd., Birmingham, AL 35243

Mailing Address

P.o. Box 43626, Birmingham, AL 35243

Phone number

(205) 967-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MELD, ADV PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	1,846
AUM (Assets Under Management)	$ 689,572,507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew D. Gensler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Douglas Gensler's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPSTONE INVESTMENT FINANCIAL GROUP, LLC

REALTA EQUITIES, INC.

REALTA INVESTMENT ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

A. R. SCHMEIDLER & CO., INC.

ANDERSEN CORPORATE FINANCE LLC

HILL THOMPSON MAGID & CO., INC.

SAMUEL MONTAGU, INC.

WARDLEY INCORPORATED

Primary Firm SEC Registration

MELD FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/2003

Series 63

Date: 3/1/2001

SIE

Date: 11/3/2015

Series 7

Date: 1/19/1985

Series 24

Date: 12/20/1985

Current Firm

MELD FINANCIAL, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MELD FINANCIAL, INC.

TRUST BUT VERIFY

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