Gary W. Wood

BDC CAPITAL MANAGEMENT

GLEN ALLEN, VA 23060

Some features on this profile are disabled

CRD#: 1312352

Professional summary

Gary Wayne Wood, CFP®, who also goes by Gary W Wood, is a registered financial advisor currently at BDC CAPITAL MANAGEMENT, INC. located in Glen Allen, Virginia.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Gary has worked at 5 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gary W Wood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BDC CAPITAL MANAGEMENT - GLEN ALLEN, VA. INSURANCE SALES. STARTED 1/1/97 TO PRESENT. 70 HOURS MONTHLY, 40 DURING TRADING HOURS MONTHLY. 2. BDC CAPITAL MANAGEMENT - GLEN ALLEN, VA. REGISTERED INVESTMENT ADVISOR. STARTED 10/27/2011 TO PRESENT. 5 HOURS WEEKLY, 0 DURING TRADING HOURS. INVESTMENT RELATED. FEE BASED FINANCIAL PLANNING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Wayne Wood's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

November 19, 1991 - Present

BDC CAPITAL MANAGEMENT, INC.

Office #1: 4101 Cox Road Suite 315, Glen Allen, VA 23060

RIA

CRD#: 108445

GLEN ALLEN, VA

Past

January 2, 1997 - December 31, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

GLEN ALLEN, VA

Past

June 18, 1991 - January 6, 1997

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

October 17, 1984 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

October 17, 1984 - May 15, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(10/24/2016)

IAR

North Carolina
(6/27/2012)

IAR

Texas
(4/26/2024)

IAR

Virginia
(11/19/1991)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/17/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/3/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/16/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/2/1997

General Securities Principal Examination

Current Firm

BDC CAPITAL MANAGEMENT, INC.

BDC CAPITAL MANAGEMENT, INC. | BENEFIT DESIGN CORP

CRD#: 108445 / SEC#: 801-56690

RIA

Registered Investment Advisory firm - (8/16/2012 Terminated)

Louisiana

Registered Investment Advisory firm - (10/24/2016 Approved)

North Carolina

Registered Investment Advisory firm - (6/26/2012 Approved)

Texas

Registered Investment Advisory firm - (4/10/2024 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (8/13/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4101 Cox Road Suite 315, Glen Allen, VA 23060

Mailing Address

Phone number

(804) 965-0707

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	427
AUM (Assets Under Management)	$ 86,842,447

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Karen Jones

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Richmond, VA

Joseph Mcvey

UBS FINANCIAL SERVICES INC.

IAR

Powhatan, VA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gary W. Wood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Wayne Wood's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

GUARDIAN INVESTOR SERVICES LLC

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/1984

Series 7

Date: 1/18/1986

Series 22

Date: 1/3/1985

Series 6

Date: 10/16/1984

Series 24

Date: 5/2/1997

Current Firm

BDC CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BDC CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors