Jonathan S. Ensley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Samuel Ensley, who also goes by Jon S Ensley, Jonathan S Ensley, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1993. Jonathan had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2016 - December 12, 2018
PNC WEALTH MANAGEMENT LLC
July 15, 2016 - December 12, 2018
PNC WEALTH MANAGEMENT LLC
October 8, 2014 - May 31, 2016
OSAIC INSTITUTIONS, INC.
October 8, 2014 - May 31, 2016
OSAIC INSTITUTIONS, INC.
March 14, 2011 - September 30, 2014
KEY INVESTMENT SERVICES LLC
March 9, 2011 - September 30, 2014
KEY INVESTMENT SERVICES LLC
April 29, 2010 - March 8, 2011
CHASE INVESTMENT SERVICES CORP.
April 19, 2010 - March 8, 2011
CHASE INVESTMENT SERVICES CORP.
September 26, 2007 - March 22, 2010
U.S. BANCORP INVESTMENTS, INC.
May 23, 2007 - March 22, 2010
U.S. BANCORP INVESTMENTS, INC.
July 6, 2005 - April 17, 2007
CHASE INVESTMENT SERVICES CORP.
February 26, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
May 5, 1999 - March 2, 2004
FIFTH THIRD SECURITIES, INC.
August 6, 1993 - April 26, 1999
IDS LIFE INSURANCE COMPANY
August 6, 1993 - April 26, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
