AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
FR

Frank Andrew Ribar

CRD# 1312051·Registered 1984 - 2006
Previously Registered: Being a previously registered professional could mean that Frank is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frank Andrew Ribar was a registered financial advisor. Frank was a previously registered financial professional and started their career in finance 1984 - 2006. Frank had worked at 4 firms and has passed the Series 63 and Series 6 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

42 years in the financial services industry

Current & Past Employments

EVOLVE SECURITIES, INC.·CRD# 127474
BD
Dallas, TX
May 1, 2006 - June 5, 2006
U.S.-WORLDWIDE FINANCIAL SERVICES, INC.·CRD# 19612
BD
Waco, TX
March 2, 1992 - May 1, 2006
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
November 13, 1984 - December 31, 1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
November 13, 1984 - October 2, 1991

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

ES
EVOLVE SECURITIES, INC.

360 FINANCIAL PLANNING | THE LIEN RESOLUTION GROUP | SPROUSE FINANCIAL GROUP | SOLIDARITY INVESTMENTS, INC. | SODA CREEK FINANCIAL ADVISORS | SHADE TREE PARTNERS | SECURITY FINANCIAL SERVICES | PROVIDENT ADVISORS | PLANTIFF SOLUTIONS | PEYTON FINANCIAL GROUP, INC. | PATHWAYS FINANCIAL PARTNERS, INC. | MOMUMENT FINANCIAL SERVICES | MILLENIUM SETTLEMENTS | MAYBERRY PARTNERS | LONGVIEW FINANCIAL PARTNERS, LLC | JOLLIFFE CAPITAL, INC. | JAMES STREET GROUP | INNOVATIVE FINANCIAL PARTNERS LLC | GREAT AMERICAN SENIOR BENEFIT | EVOLVE SECURITIES, INC. | EVEREST FINANCIAL & SETTLEMENT CONSULTING | EPS SETTLEMENTS | ELITE FINANCIAL SERVICES | COX & KOR WEALTH MANAGEMENT | CONCIERGE LEGACY ADVISORS | CERES FINANCIAL GROUP | AMZ FINANCIAL INSURANCE SERVICES

CRD#: 127474 / SEC#: 8-66004
BD
Terminated by SEC on 03/15/2011

Contact Information

Established

Delaware since 02/04/2004

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
EVOLVE FINANCIAL GROUP, INC.SOLE SHAREHOLDER—
CHRISTIANS, AMANDA MICHELECHIEF COMPLIANCE OFFICER - IA ONLY3021175
COOK, ANDREW BERNARDSVP/COMPLIANCE OFFICER -STRUCTURED SETTLEMENTS2712307
KOCZERA, LYNN COLTONFINOP1065105
SHADE, KENNETH EUGENECHIEF COMPLIANCE OFFICER, SROP - BD ONLY, OPERATIONS COMPLIANCE, CROP3259826

Disclosures

Regulatory Event

1

Arbitration

2

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1985About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1984About the Series 6 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
FR
Follow Frank
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required